Check your broker’s background with free BrokerCheck tool

Before working with a broker or other financial professional, the first thing you should do is make sure that person is licensed to sell you an investment. You can do this by using BrokerCheck®, a free online tool from the Financial Industry Regulatory Authority (FINRA). Continue Reading >

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Protecting Your Online Brokerage Accounts from Fraud

The SEC’s Office of Investor Education and Advocacy is issuing this Investor Bulletin to help investors protect their online brokerage accounts from fraud.  As with all web-based accounts, investors should take precautions to help ensure that their online brokerage accounts remain secure.  These online security tips can help.    Continue Reading >

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Technology, Investing